Legacy Profs Financial Advisors LLC at a glance
Legacy Profs Financial Advisors LLC is a Dubai-based independent financial advisory firm operating under the brand Legacy Capital. It provides fee-only financial planning, cash-flow forecasting, investment planning, legacy and estate planning, ongoing financial advice and family office services.
Legacy Profs Financial Advisors LLC reports a founding year of 20-02-2024 and a head office in Dubai, United Arab Emirates. It lists 4 regulators and 1 trading platform.
BrokerBazaar verdict
Legacy Profs Financial Advisors LLC operates in Dubai under the Legacy Capital brand and focuses on independent financial planning rather than direct brokerage or trading services. The SCA Annual Report 2024 records the company under the Fifth Category: Arrangement and Advice, with Financial Consultations authorised on 29 October 2024. The firm's published services include lifestyle financial planning, cash-flow forecasting, investment planning, legacy and estate planning, ongoing financial advice and family office services. Its website presents a direct-fee model, stating that clients pay the firm directly and that it does not operate through commissions or hidden incentives. For BrokerBazaar classification, Legacy Profs should therefore be listed as a regulated financial advisory firm, not as a forex, CFD or securities trading broker. Trading-specific fields such as minimum deposit, leverage, spreads and withdrawal methods are not applicable to its publicly described advisory model and should not be invented.
Legal entities, regulation and licences
Legacy Profs Financial Advisors LLC operates through 1 legal entity, each supervised separately. Your account is with one specific entity, so the protections you receive depend on which one onboards you, not on the group's strongest licence. Overall, the group is supervised by moderate-tier regulators only.
Licence check: Not independently checked. This broker has submitted its details. BrokerBazaar has not yet independently checked them. A company registration or general business licence is not permission to offer regulated brokerage services; only the register entries linked in the table count.
Countries accepted and restricted
Legacy Profs Financial Advisors LLC states that it accepts clients from United Arab Emirates. Availability is decided per entity and can change without notice; residents of jurisdictions such as the USA, and often the EU and UK, are frequently excluded from offshore entities.
Trading products, platforms and account types
Instruments: Investment Planning, Investment Oversight, Private Equity, Venture Capital, Real Estate, Private Banking, Credit. Platforms: Data not available. Account types: Financial Planning, Ongoing Advice, Family Office Services.
Best-for tags assigned by our team: Financial Planning, High-Net-Worth Individuals, Families, Business Owners, Senior Executives, Legacy Planning, Estate Planning, Family Office Services.
Minimum deposit, spreads, commissions and other charges
The minimum deposit is N/A — financial advisory firm, not a direct trading broker. Spreads start from Not Available and commission is No product commissions claimed…. Maximum leverage is Not Available, subject to the cap of the entity that holds your account.
Swap-free / Islamic account: not specified. Swap type: not specified. Headline spreads are usually quoted for the most expensive account tier's cheapest instrument; compare total cost for your typical trade.
Deposits and withdrawals
Deposit methods: Not Available. Withdrawal methods: Not Available.
Withdrawal speed and fees are set by the entity and payment provider. Withdrawal delays are the most common complaint category on BrokerBazaar across all brokers; keep identity documents current and withdraw to the same method you deposited with where required by anti-money-laundering rules.
Execution model, negative balance protection and client money
Negative balance protection: Not specified. Scalping allowed: Not specified. Algorithmic trading allowed: Not specified. News trading allowed: Not specified. Hedging: not specified.
Client-money rules follow the regulator of the entity that holds your account: CMA: Segregation of client funds required. Compensation: No central compensation scheme.
Complaints and dispute process
Formal complaints: info@legacycapitalfa.com. Phone: +971 50 359 0832. No separate public complaints policy or dedicated complaint-handling page was independently verified. Clients can contact Legacy Profs through its official email, telephone number or website contact form.
If the broker does not resolve a complaint, escalate to the ombudsman or regulator of the entity that holds your account. BrokerBazaar's Dispute Support Desk can help you document and escalate a case.
Strengths and limitations
- Strength: UAE SCA regulated financial advisory entity
- Strength: Category 5 Arrangement and Advice authorisation
- Strength: Financial Consultations authorised activity
- Strength: Independent financial advisory positioning
- Strength: Fee-only business model claimed
- Strength: No product commissions claimed
- Strength: Complimentary initial Discovery Meeting
- Strength: Financial planning and cash-flow forecasting
- Strength: Investment planning and oversight
- Strength: Legacy and estate planning
- Strength: Family office services
- Strength: Dubai-based team
- Limitation: Not a direct trading broker
- Limitation: Does not offer retail trading accounts
- Limitation: No trading platform
- Limitation: No leverage
- Limitation: No trading spreads
- Limitation: No retail deposit or withdrawal methods
- Limitation: Licence number not independently verified
- Limitation: Physical office address not publicly verified
- Limitation: Dedicated public complaints policy not verified
- Limitation: Live chat not verified
- Limitation: Additional regional entities not verified
Who this broker suits, and who it does not
Legacy Profs Financial Advisors LLC is most relevant to traders looking for: Financial Planning, High-Net-Worth Individuals, Families, Business Owners, Senior Executives, Legacy Planning, Estate Planning, Family Office Services.
It is less suitable for anyone who needs a strict-tier regulator in their own country of residence, for residents of restricted jurisdictions, and for beginners who have not yet understood leverage and margin. Nothing on this page is personal financial advice.
Legacy Profs Financial Advisors LLC change history
Every published fact change, with the previous value and the date it took effect. Each entry says whether the broker made the change itself or our editors checked it against an official source. Regulation and licence claims are always checked by an editor.
No fact changes recorded for Legacy Profs Financial Advisors LLC yet. Changes appear here as soon as the broker updates its profile or our editors confirm a change.
Frequently asked questions about Legacy Profs Financial Advisors LLC
Data sources. Broker submission, the regulator registers linked above, web-archive and domain records, and third-party traffic data. No independent licence check date is recorded yet. External ratings: Trustpilot N/A/5; WikiFX N/A/N/A; Apple App Store N/A/5; Google Play Store N/A/5.
Commercial disclosure. BrokerBazaar is independent and not owned by any broker. We may receive a referral fee if you open an account with Legacy Profs Financial Advisors LLC through our links; this never affects scores or verification. How we make money. Trading leveraged products carries a high risk of loss.